Iris (Deep-space radio for CubeSat missions) for SLS EM-1
Iris is a deep-space transponder of NASA/JPL, baselined to be used on secondary payload missions of the upcoming SLS EM-1 (Space Launch System Exploration Mission One). The Iris Transponder is a reconfigurable SDR (Software-Defined Radio) designed for missions requiring interoperability with NASA's DSN (Deep Space Network) on X-band frequencies (7.2 GHz uplink, 8.4 GHz downlink). The transponder provides radiometric tracking support with the DSN to provide navigational products for precise orbit determination while performing standard uplink and downlink communications in a CubeSat/SmallSat-applicable package size. 1)
A new class of CubeSat missions aiming beyond LEO (Low Earth Orbit) are on the rise to explore and provide valuable new science data from the moon and beyond. A key device that enables such lunar and deep-space missions is a deep-space transponder capable of providing the traditional telecommunications features, and also provides radiometric tracking support for orbit determination outside the effective range of GPS (Global Positioning System) satellites. The Jet Propulsion Laboratory (JPL) developed the Iris transponder as a new product line to support such CubeSat/SmallSat missions starting with the INSPIRE ((Interplanetary NanoSpacecraft Pathfinder In a Relevant Environment) mission, 2) and further developed and matured for the MarCO (Mars Cube One) mission to Mars.
CubeSat concept missions are now shifting from teaching tools and technology demonstration missions to missions with clear science goals to fill strategic knowledge gaps3. Several secondary payloads of the upcoming SLS EM-1 launch are in development to explore the moon in search of water and ice, and others are in development to explore asteroids, characterize space weather, and investigate the biological effect of space radiation using yeast. Table 1 depicts the concept missions that have baselined the Iris Transponder as their main telecom and navigation unit, along with their destination and maximum topocentric range along its trajectory.
~1 Mkm (Million km)
Cubesat for Solar Particles
~ 15 Mkm
Near Earth Asteroid Scout
Some design updates have been made to the Iris Transponder, making it the 3rd generation transponder (V2.1 shown in Figure 1) in order to support the various EM-1 secondary payload missions. Such updates will be discussed in this paper along with current test data from the various performance and characterization tests underway.
Iris is a SDR (Software Defined Radio) based on other JPL radio products like the Electra Proximity Radio 3) and the UST (Universal Space Transponder). 4) The rapid development of Iris is aided by direct inheritance of the majority of previously-flown firmware signal processing algorithms like tracking loop algorithms, forward-error correction channel coding schemes, error detection and correction (EDAC) modules, and the phase shift key (PSK) modem. The modular radio architecture allows configuring the radio for mission-specific needs with interchangeable RF front-end slices. The EM-1 units are all configured for DSN interoperability in the X-band Space Research frequencies occupying 7.2 GHz uplink and 8.4 GHz downlink. 5)
The tracking loops implemented on Iris are fully digital second-order phased-lock loops with configurable loop bandwidth settings. The coherent turn-around approach takes the derived frequency from the carrier tracking loop and feeds this to a DDS (Direct Digital Synthesizer) generator to tune the X-band PLO (Phased-Lock Oscillator). This approach provides a simplistic method with fewer components that allows miniaturization while maintaining the necessary frequency agility from the transponder. The main oscillator is a 50 MHz TCXO (Temperature Compensated Crystal Oscillator) which is used directly to derive the X-band LO frequency for block down-conversion, and also provides the main clock reference to the entire radio. A simplified block diagram of this architecture is shown in Figure 2.
The initial design iteration of the clock management in the FPGA used an internal PLL to generate 100 MHz from the main oscillator in order to clock the DAC (Digital-to-Analog Converters) at a higher frequency to keep spurious outputs low. However, the phase noise degradation from the internal PLLs were too high for deep-space telecom applications. It was noted that the dynamic power increase in the FPGA was minor and a future version of the Iris Transponder may consider a 100 MHz TCXO instead. Measured downlink carrier phase noise is presented in a later section.
8400 – 8500 MHz
7145 – 7235 MHz
Downlink Symbol Rates
62.5 bit/s – 6.25 Msps
Uplink Data Rates
62.5 bit/s – 8 kbit/s
PCM/PSK/PM w/ subcarrier, PCM/PM w/ biphase-L, BPSK
Convolutional (r=1/2, k=7), Reed-Solomon (255,223) I=1 or 5, Turbo (1/2, 1/3, 1/6), Concatenated codes
Receiver Noise Figure
< 3.5 dB
Carrier Tracking Threshold
-151 dBm @ 20 Hz LBW
RF Output Power
> 3.8 W
Sequential/Pseudo-noise Ranging, Delta-DOR
Transmit Phase Noise (one-way non-coherent)
-110 dBc/Hz; Δf = 100 Hz, -117 dBc/Hz; Δf=1 kHz, -126 dBc/Hz; Δf=10 kHz, -127 dBc/Hz; Δf=100 kHz
0.001 ppm at Δt = 1 sec
< 1 kg (X/X only)
0.56 U (excl. SSPA/LNA)
12.0 W Rx-only, 33.7 W full Tx/Rx
1 MHz SPI
9 – 28 Vdc
-20ºC to +50ºC
14.1 grms random vibration
> 23.0 krad(Si); 37 MeV-cm2/mg
Digital Processor Module (RaDiX): The core of the SDR is the digital processor module that carries the main reprogrammable processing element (Xilinx Virtex-6 FPGA) which performs the signal processing for modulation and demodulation functions, as well as radio configuration, health status reporting, and link-layer protocol handling through an embedded SPARC-based Leon3-FT softcore processor. The Virtex-6 defense-grade FPGA was chosen as an improvement from Iris V1 which used a smaller Virtex-5 FPGA that lacked room for an embedded processor. The V6 FPGA was screened for heavy-ion induced SEL (Single-Event Latch-up) at the Texas A&M Cyclotron Institute and no SEL event was observed at a linear energy transfer (LET) of 37 MeV cm2/mg. Rad-hard memory devices are used for program memory (2 MB SRAM, EDAC protected) along with a rad-hard 32 MB NOR FLASH for storing bit stream configuration files and application software builds.
The main interface to the spacecraft is via SPI (Serial Peripheral Interface) running at 1 MHz line rate, but hardware elements are in place to allow high-rate data input via a SpaceWire over LVDS (Low Voltage Differential Signaling) link with minimal NRE (Non-Recurring Engineering). SPI commands are used to configure the Iris software and various modem parameters, as well as transfer downlink data from the C&DH to Iris asynchronously. Internally, the Iris software forms standard CCSDS AOS (Advanced Orbiting Systems) Transfer Frames for downlinking to the ground station.
Modem Processor Overview: Large portions of the Modem Processor signal-processing chain are heritage design from the Electra product line of JPL SDRs. This synergistic development has proven extremely valuable bi-directionally to all JPL radio product lines where improvements from one product can be directly incorporated to other JPL SDRs. Previous research and development tasks had taken this platform and further expanded its capabilities to include deep-space navigational support for the UST platform. A simplified functional diagram of the Iris Modem Processor is depicted in Figure 4.
The modulated uplink signal at the 112.5 MHz IF is sampled by the ADC and the wideband AGC (Automatic Gain Controller) adjusts to maintain optimal signal power. The level-tuned signal is internally down-converted and decimated, and is fed to a fully-configurable CTL (Carrier Tracking Loop ) to track frequency and phase of the uplink carrier. In coherent mode, the frequency word output from the CTL is fed to the transmit carrier generator to maintain the 880/749 turn-around ratio on the downlink carrier.
For low data rates typically encountered in deep-space applications, the uplink data needs to be modulated on a subcarrier to prevent data power from falling within the CTL bandwidth of the carrier it is trying to track. The DSN thus typically modulates uplink data on a 16 kHz sine-wave subcarrier, and the spacecraft radio must be able to track and demodulate. Iris employs a similar fully-configurable subcarrier tracking loop (SCTL) as the CTL. After acquisition of the carrier and subcarrier, an early-late gate symbol synchronizer demodulates the BPSK or QPSK modulated waveforms. Before the recovered symbols are passed to the uplink handler in the Telecom Interface, single-bit error correction and double-bit error detection is performed by decoding the CCSDS-recommended BCH encoding on the uplink code blocks.
Navigational support can be provided by either turn-around of sequential or pseudo-noise ranging tones and/or the generation of DOR (Differential One-way Ranging) tones. Ranging tones are modulated onto the downlink after filtering the complex baseband output from the CTL with a 1500 kHz low-pass ranging filter to reduce the coupled noise. Two DOR tones, typically at 1 MHz and 2f0 (f0 is the base frequency of the DSN link, approximately 9.6 MHz; downlink is at 880f0 and uplink is at 749f0) are modulated onto the carrier when delta-DOR navigation is necessary.
Telemetry data for downlinking are modulated by generating in-phase and quadrature components which are complex multiplied to the carrier waveform. The signal is then filtered and conditioned to minimize spurious products fed to the DACs.
Telecom Interface Overview: A unique feature of Iris that separates it from other JPL radio products is the Telecom Interface module that performs command detection and FEC (Forward Error Correction) of the downlink data. Traditional radios accept a synchronous stream of encoded data provided by the C&DH (Command and Data Handling) subsystem, but in CubeSat and SmallSat applications where limited processing power is available, the move towards a "smart radio" reduces the burden and resource needs in the C&DH. The Iris Telecom Interface depicted in Figure 5 is largely inherited from the JPL-developed MASP (Multi-mission System Architectural Platform) which has been used in various flight projects like Mars Science Laboratory, SMAP (Soil Moisture Active Passive), and the upcoming NASA-ISRO NISAR (Synthetic Aperture Radar) mission.
The MSAP Telecom Interface module provides FEC encoding of the downlink telemetry data with Reed-Solomon (255, 223) code with interleave 1 or 5, or with Turbo codes at rates 1/2, 1/3, or 1/6 using block lengths of 1784 bits or 8920 bits. The encoder also appends the appropriate Attached Sync Marker (ASM) bit patterns per the CCSDS. Concatenated coding with NASA standard convolutional code (k = 7, r = 1/2) or pseudo-randomization can be done to any FEC encoding by the Modem Processor prior to transmission to the ground.
The demodulated uplink frames are also passed through a hardware command detector, capable of detecting specialized uplink frames intended for direct interpretation and execution by the radio hardware. Examples include hardware commands to enable the downlink carrier, or providing a discrete signal output for the flight system to interpret and execute, such as a back-door "fire code" to reset the entire CubeSat in case of a fault.
PSB (Power Supply Board): One the major design updates for the EM-1 missions was the redesign of the PSB to increase the radiation tolerance. The original design was intended for a Mars mission with a TID (Total Ionizing Dose) requirement of 2.9 krad (Si) with a radiation design factor of 2 behind 100 mils of aluminum. The NEA (Near-Earth Asteroid) Scout mission of NASA has a long primary mission duration of 2.5 years with an expected TID level exceeding 20 krad (Si), which necessitated a design change.
Space-grade, radiation hardened DC/DC converters are typically bulky hybrid devices that would occupy large volume and mass, so alternate parts were sought. Bipolar COTS converters were chosen for their SEL immunity, but TID tolerance was typically unknown. Selected candidate devices were then radiation tested for high-dose rate (48 rad/s) TID with a Cobalt-60 source at JPL up to 50 krad (Si) with a sample size of at least three devices. Table 3 lists the devices tested and their results.
HDR (High Dynamic Range) Test Result
HDR Test Result
Hard failures at 14-16 krad (biased); Unbiased devices show slight changes at 50 krad
Output increased 20% at 26 krad, 30% at 38 krad, Total functional failure by 50 krad
No degradation/failures up thru 50 krad
Functional failures at 17-21 krad (biased); Unbiased devices function failure at 10-12 krad
Output degraded 2% at 7 krad
No degradation/failures up thru 50 krad
No degradation/failures up thru 50 krad
Most secondary voltages on Iris are lower than the minimum bus input voltage to the PSB, and hence synchronous buck regulators and low dropout linear regulators could be used, except for the TCXO bias circuitry that needs +13.5 V at 30 mA. Given the buck/boost LT3433 and the boost/SEPIC/inverting LT8570 devices failed radiation testing, a custom flyback converter using a rad-hard Intersil ISL78845 PWM chip was designed. The final design of the PSB utilizes the custom flyback converter, along with LT8610, LT8613, and LT3082 COTS converters as shown in Figure 6.
X-band Receiver: The receiver shown in Figure 7 is a standard superheterodyne architecture with a single down-conversion from DSN/NEN X-band frequencies (7145 to 7235 MHz) to an IF of 112.5 MHz. All X-band amplification is performed by an external LNA (Low Noise Amplifier) block to reduce the overall gain in the receiver slice. This allows easier control of potential unwanted oscillations. After the front-end pre-select filter, low-side LO injection from 7032.5 to 7122.5 MHz is performed with an IRM (Image-Reject Mixer ) having > 40 dB of image rejection.
In the IF chain, several SAW (Surface Acoustic Wave) filters, IF amplifiers, and voltage-variable attenuators are used to set the noise bandwidth, reject additional mixer spurious outputs, and provide a nominal 0 dBm input power level to the ADC on the digital processor. The IF bandwidth is set by two SAW filters with a bandwidth of 14 MHz.
X-band Exciter: The exciter board acts as the modulator as well as the frequency synthesizer for the entire radio by housing the 50 MHz TCXO and PLO (Phased-Locked Oscillators). A space-grade TCXO is used on Iris to provide excellent thermal stability as well as low phase noise. The PLO circuit uses an Integer-N PLL (Phase-Locked Loop) chip with an active loop filter that feeds an X-band VCO (Voltage-Controlled Oscillator). The PLL is closed by the aid of a divide-by-2 pre-scaler chip. The two PLOs (one for receive LO and one for the transmit carrier) are nearly identical except for the VCO chip and loop filter bandwidth settings. As it can be seen in Figure 8, the frequency synthesis portion occupies a large amount of the board real estate (> 50%).
The modulator on Iris uses an I/Q mixer to directly modulate the X-band carrier with the waveform supplied from the digital processor. 25 MHz low-pass I/Q filters provide baseband filtering of the modulated waveform, and bandpass filtering is provided at the modulated X-band output to limit spurious outputs and provide suppression of the modulation tapers.
X-band LNA (Low Noise Amplifier): An external LNA assembly must be used alongside the Iris Transponder to provide the front-end X-band amplification of the uplink signal. Noise figure impact can be reduced with a separate unit by minimizing the front-end circuit loss between the receiving antenna and the LNA by placing the unit physically close to the antenna.
As shown in Figure 9, the LNA is assembled as chip-and-wire circuitry using MMIC bare-die amplifiers and ceramic microstrip elements to reduce the packaging size and also reduce losses. The ceramic bandpass filters provide pre-selection of the uplink signal as well as transmit rejection of the downlink signal 1.2 GHz away to allow full duplex communications without incurring receiver deafening. The LNA assemblies for the EM-1 missions carry two identical amplification chains to allow up to two connections to receiving antennas.
X-band SSPA (Solid State Power Amplifier): The external SSPA assembly is also a chip-and-wire assembly with three identical chains as shown in Figure 10. The primary advantage and motivation for an external SSPA unit is not only to reduce the circuit loss from the SSPA to the transmit antenna, but mainly driven by thermal performance.
The SSPA is designed for 4 watts of RF output using GaAs technology, yielding approximately 30% drain efficiency. Careful attention to the thermal packaging design is made so that a good conductive thermal path can be provided to the spacecraft structure to dissipate approximately 12 watts of waste heat. The final-stage amplifier MMIC is bonded to a copper-tungsten carrier using high thermal conductivity silver-loaded epoxy, and directly under are threaded holes in the aluminum chassis that provide the conductive thermal path.
The RF design is a cascaded amplifier design with two driver MMICs followed by the final-stage MMIC. An output isolator is installed to provide a good output match to the amplifier as well as protect the circuitry in case of a fault condition at the amplifier output.
Measured results: All slice elements have now been assembled and rigorously tested. Some select test data results are presented here. Figure 11 shows the measured gain from the LNA assembly. In the uplink band from 7145 to 7235 MHz, the LNA has strong small-signal gain at 43 dB, and exhibits over 100 dB of transmit isolation in the 8400 to 8500 MHz band. The large isolation helps keep the receiver chain from saturating due to the transmit power, but the filter does not prevent the side skirts of the modulated waveform from presenting itself as wideband noise in the uplink receive band. Careful system engineering must be done to prevent unintended degraded performance. An external bandpass filter may be required with high data rates.
Figure 12 shows the measured power transfer curve of the SSPA over temperature. The X-band exciter output is approximately -15 dBm, and keeps the SSPA in the saturated region for high efficiency and low output power variation over temperature. The SSPA generates greater than 4 watts of RF output comfortably with 30% efficiency. Software control can also be employed to reduce the exciter output based on unit temperature.
The PSB is designed for a full load of 40 watts power delivery. Measured results show good power supply regulation of all secondary voltages with a total efficiency of approximately 88% in typical 6U bus voltage range of 10-16 Vdc (Figure 13).
In Figure 14, the receiver IF spectrum with a single-tone input with high SNR (Signal-to-Noise) ratio is shown. Here, the 14 MHz IF noise bandwidth is clearly visible around the carrier, and harmonics of the 112.5 MHz IF signal can be seen. These image tones are removed digitally once sampled by the ADC.
The performance from the TCXO show excellent phase noise with -150 dBc/Hz by 1 kHz offset from the 50 MHz carrier and RMS jitter of 0.3175 ps (Figure 15).
The phased-locked oscillators on the exciter board also performs well with reasonable phase noise performance as shown in Figure 16. The calculated rms phase jitter over 100 Hz to 1 MHz is 12.1 fs.
Typical Transponder Performance: The carrier tracking threshold is a critical performance measurement of the receiver that allows the telecom system engineer to determine the maximum range of communications possible. Noise introduced from the antenna, passive elements, and the LNA are all integrated within the loop bandwidth (PN = kBTB), so narrower tracking loop bandwidth are desired. However, narrow loop bandwidth results in slower dynamic response and the radio may have difficulty tracking the carrier signal in high-Doppler situations. In Figure 17, measured carrier tracking threshold matches closely to the 6 dB SNR limit line of a PLL-based carrier tracking loop. The configurability of a software-defined radio provides the adaptability to different mission phases and needs. For instance, the MarCO receiver loop bandwidth is set to approximately 70 Hz for most of the mission, but for the reception of InSight's (Interior Exploration using Seismic Investigations, Geodesy and Heat Transport) EDL (Entry, Descent, and Landing) signal, the bandwidth is increased to 200 Hz to be able to maintain carrier lock throughout the high Doppler dynamics of InSight's parachute deployment.
Typical bit error rate curves of an uncoded uplink signal at modulation index of 1.5 radians is plotted in Figure 18 for several data rates.
Figure 19 shows the measured transmit spectrum of a pseudo-random bit sequence in residual-carrier mode with biphase-L at 6.25 Msps from an experimental unit. Some residual I/Q imbalance can be seen as spurious outputs at the BPSK waveform nulls which can be suppressed by software configuration. The unit is calibrated for deep-space use for EM-1 missions that have a maximum data rate of 256 kbit/s.
In summary, the EM-1 Iris transponder units are currently in testing and characterization. Qualification tests (random vibration, thermal vacuum, EMI/EMC compatibility) are planned to be completed by the summer of 2017, and compatibility tests against the DSN is planned to take place at the DTF-21 (DSN Compatibility Test Facility-21) as well.
Additional research and development efforts are underway, such as radio occultation study of the Martian atmosphere, improved quality of service with support for Delay Tolerant Networking, and improved channel coding gain with LDPC (Low Density Parity Check) codes. The hardware platform can also be reconfigured and adapted as a radar instrument. The modular architecture of JPL radio product lines provide adaptability to mission requirements for various radio service needs.
1) M. Michael Kobayashi, "Iris Deep-Space Transponder for SLS EM-1 CubeSat Missions," Proceedings of the 31st Annual AIAA/USU Conference on Small Satellites, Logan UT, USA, Aug. 5-10, 2017, paper: SSC17-II-04, URL: http://digitalcommons.usu.edu/cgi/viewcontent.cgi?article=3603&context=smallsat
2) Courtney B. Duncan, Amy E. Smith, Fernando H. Aguirre, "Iris Transponder – Communications and Navigation for Deep Space," Proceedings of the 28th Annual AIAA/USU Conference on Small Satellites, Logan, Utah, USA, August 2-7, 2014, paper: SSC14.IX-3, URL: http://digitalcommons.usu.edu/cgi/viewcontent.cgi?article=3083&context=smallsat
3) Jon Hamkins,Marvin K. Simon, Edgar Satorius, Tom Jedrey, David Bell, Ann Devereaux, Todd Ely, Edwin Grigorian, Igor Kuperman,Alan Lee, "The Electra Radio," in Autonomous Software-Defined Radio Receivers for Deep Space Applications, (eds J. Hamkins and M. K. Simon), John Wiley & Sons, Inc., Hoboken, NJ, USA, doi: 10.1002/9780470087800.ch2, published online: 18 May 2006
4) Michael Pugh, Igor Kuperman, Fernando Aguirre , Hadi Mojaradi , Carl Spurgers , Michael Kobayashi,; Edgar Satorius, Thomas Jedrey, "The Universal Space Transponder: A next generation software defined radio," IEEE Aerospace Conference, Big Sky, MT, March 4-11, 2017
5) "Iris V2.1 CubeSat Deep Space Transponder," NASA/JPL brochure, 2016, URL: https://www.jpl.nasa.gov/cubesat/pdf/Brochure_IrisV2.1_201611-URS_Approved-CL16-5469.pdf
The information compiled and edited in this article was provided by Herbert J. Kramer from his documentation of: "Observation of the Earth and Its Environment: Survey of Missions and Sensors" (Springer Verlag) as well as many other sources after the publication of the 4th edition in 2002. - Comments and corrections to this article are always welcome for further updates (firstname.lastname@example.org).